PRODUCT DEMO THEATER
Broadridge
Wednesday, May 6, 2009 • 1:40pm–1:55pm
Broadridge will discuss the implementation of the SEC’s Summary Prospectus Rule for mutual funds and financial intermediaries. We will discuss the increased opportunities of the prospectus distribution process and the potential benefits of adopting the Summary Prospectus Rule.
Angoss Software Corporation
Wednesday, May 6, 2009 • 5:15pm–5:30pm
Angoss will be demonstrating Angoss FundGUARD™, an on-demand sales and
marketing analytics solution that empowers fund distributors to increase assets under management while reducing redemption risk.
DST Output
Wednesday, May 6, 2009 • 5:35pm–5:50pm
DST Output will be hosting an eCompliance demo, including discussing their prospectus
delivery solutions that help meet SEC regulations and leverage the Internet to save costs
and conserve paper use, and their electronic proxy voting and notice delivery solutions to
decrease print and postal costs while still achieving quorum.
PNC Global Investment Servicing
Wednesday, May 6, 2009 • 5:55pm–6:10pm
PNC Global Investment Servicing will be demonstrating its new AlbridgeCentral
application, which goes far beyond the traditional transfer agency portal by providing
asset managers with a powerful application that enables them to gain maximum brand
exposure to their products by reaching the broadest spectrum of financial advisors.
SunStar
Wednesday, May 6, 2009 • 6:15pm–6:30pm
SunStar Partner Dan Sondhelm talks about how positive news coverage, timely
communications, and other smart marketing strategies can attract and retain investors,
strengthen distribution, and build brands even during these volatile times.
SEI
Thursday, May 7, 2009 • 5:30pm–5:45pm
SEI will discuss our Manager Dashboard solution, which helps investment managers
solve today’s risk and transparency challenges through data aggregation and data
management horizontally across their entire book of business—including institutional,
private client, SMA, hedge, ETFs, and pooled funds (mutual, collective, closed end, LPs),
regardless of where the data source exists.
FrontLine Compliance, LLC & UAT, Inc.
Thursday, May 7, 2009 • 5:55pm–6:10pm
This demonstration provides an overview of existing SEC supervision requirements and
highlights new technology and consulting guidance that enables an adviser, for the first
time, to prevent trading violations by sub-advisers, improve investment performance,
increase corporate profits, and enhance business efficiencies for their sub-advised
platform. Speakers will include Amy Lynch, President of FrontLine Compliance, and
Allan Chiulli, CEO of UAT, Inc.
Morningstar, Inc.
Thursday, May 7, 2009 • 6:15pm–6:30pm
Morningstar’s new Fund Flows capability is included in Morningstar Direct, our global
institutional research platform. Fund Flows delivers timely, comprehensive flow and AUM
data across geographical markets and investment types, including U.S. open-end funds,
U.S. separate accounts, U.S. variable annuities, European funds, Japanese funds, South
African funds, hedge funds, and ETFs.
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