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Continuing Professional Education (CPE)

Each participant who completes the 2017 General Membership Meeting program will be eligible for approximately 11.5 hours of CPE credit.

Each participant who completes the 2017 Fund Directors Workshop program will be eligible for approximately 12.5 hours of CPE credit.

Each participant who completes the 2017 Mutual Fund Compliance Programs Conference program will be eligible for approximately 11.0 hours of CPE credit.

Each participant who completes the 2017 Operations and Technology Conference program will be eligible for approximately 11.5 hours of CPE credit.

ICI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Learning Objectives: Recognize the importance of current securities and regulatory developments affecting investment companies and investment advisers. Provide updates on current regulatory developments affecting mutual funds and investment advisers.

Program Level: Basic

Delivery Mode: Group–Live Course

Prerequisites: No prerequisites or advance preparations are necessary for these programs.

Recommended Fields of Study: Economics, Social Environment of Business, and Specialized Knowledge

Attendance: NASBA recordkeeping standards require your conference badge to be scanned automatically when you enter and exit conference sessions. Data collected by this process are used by ICI and will not be shared with any other organization for any purpose other than NASBA-required audits. 

CPE certificates for each conference and the workshop will be available at the table near the conference registration desk on Thursday, May 4, and Friday, May 5.

Continuing Legal Education (CLE)

The 2017 Mutual Fund Compliance Programs Conference may be eligible for CLE credit. 

ICI is an accredited California course sponsor, and will submit application for CLE approval to Illinois and Pennsylvania. Programs are subject to approval, and CLE credit is not guaranteed for all sessions. Because CLE requirements vary from state to state and are governed by different regulatory agencies, we suggest that you contact your governing body to learn if this program meets your individual requirements.

Attendance: Your conference badge will be scanned automatically when you enter and exit conference sessions. Information collected by this process is used by ICI and will not be shared with any other organization for any purpose other than state-required audits.

ICI’s Financial Aid Policy

ICI will make full or partial scholarships available for ICI conferences to lawyers and law students experiencing financial hardships. Under this policy, a financial hardship is defined as income of $35,000 or less.

No income

100 percent discount

Income below $35,000

50 percent discount

Income above $35,000

No discount


To apply for financial aid, please submit a letter or email stating your interest in attending the specific program to conferences@ici.org. Law students must include a copy of their current student ID card. All requests for financial aid must be submitted at least four weeks before the start of the webinar. ICI will review your materials and notify you regarding financial aid. 

Questions About CPE or CLE

Please direct all questions regarding administrative policies, CPE credit, or CLE credit to Judy Lee of ICI at jlee@ici.org or 202-218-3575.