2014 Legal Forum

ICI is pleased to present the Legal Forum, now in its sixth year. The Legal Forum provides a venue for law firms to showcase their investment management expertise through brief 30-minute presentations to attendees of the 2014 General Membership Meeting (GMM), the Mutual Fund Compliance Programs Conference, the Operations and Technology Conference, and IDC’s Fund Directors Workshop. All four meetings will run concurrently at the Washington Hilton in Washington, DC, from Tuesday, May 20 to Thursday, 22, 2014. The Legal Forum will take place in the Hilton’s Exhibit Hall. Presentation topics must be relevant to the investment management industry and must be approved by ICI’s GMM planning committee.

Registration is now open, and is on a first-come, first-served basis for the first seven law firms that register.

Each firm that participates in the Legal Forum will receive one complimentary pass allowing access to all four major events!

Each firm that participates in the Legal Forum will receive one complimentary pass allowing access to all four major events!

The cost of participating in this opportunity is $3,500 per firm. If you have any questions, please contact Brent Newton at 202-326-5831 or bnewton@ici.org.

2013 Legal Forum Participants and Topics

Cipperman & Company LLC

Regulatory and Enforcement Update: Significant Practice Points for Fund Lawyers and CCOs from Enforcement Actions and Regulatory Statements

Speaker: Todd Cipperman

Dechert LLP

Compliance with Anticorruption Laws (FCPA and International Equivalents) and Economic Sanctions

Speakers: Jeremy Zucker and Thomas Bogle

Drinker Biddle & Reath LLP

Current Issues and Best Practices for Mutual Fund Platform Arrangements

Speakers: Mark Costley, Joshua Deringer, and Diana McCarthy

Stradley Ronon Stevens & Young LLP

What’s New in ETFs?

Speakers: Michael W. Mundt, Michael D. Mabry, and Fabio Battaglia