2011 Operations and Technology Videos

You may also be interested in viewing the:
2011 General Membership Meeting Videos

 

Wednesday, May 4

Welcome and Opening Remarks 

Greg Johnson
Chairman, General Membership Meeting Planning Committee
President and CEO, Franklin Resources, Inc.

 

Chairman's Address 

Edward Bernard
Chairman, Investment Company Institute
Vice Chairman, T. Rowe Price Group, Inc.

 

GMM Policy Forum 

Timothy F. Geithner
Secretary, United States Department of the Treasury

Paul Schott Stevens
President and CEO, Investment Company Institute

 


Thursday, May 5

Operations and Technology Leadership Roundtable

Stuart Bowers, Moderator
Chief Operating Officer,
DST Brokerage Solutions

Robert Adams
Executive Vice President,
National Financial Services

Gudrun Neumann
Senior Vice President and Chief Technology Officer,
American Century Investments

Gerard F. Scavelli
President, Mutual Fund Solutions,
Broadridge

 

DTCC and the Fund Industry: Meeting the Needs of Investors

Donald Boteler, Facilitator
Vice President, Operations,
Investment Company Institute

Donald F. Donahue
CEO, Depository Trust & Clearing Corporation

Ann Bergin
Managing Director and General Manager, Wealth Management Services, Depository Trust & Clearing Corporation

 

The Operational Impact of Key Regulatory Initiatives

Jim Volk, Moderator
Chief Accounting Officer and Chief Compliance Officer,
SEI Investment Manager Services

Mary Corcoran
Senior Vice President,
Invesco Investment Services

James Waters
Vice President,
Goldman Sachs Asset Management

Robert Zack
EVP and General Counsel—Corporate,
OppenheimerFunds, Inc.

 


Friday, May 6

Breakfast Session: A Regulatory Update Featuring SEC Chairman Mary Schapiro 

Mary Schapiro
Chairman, U.S. Securities and Exchange Commission

 

Intelligent Risk Management: Why It Is Everyone's Responsibility

Kate Ives, Moderator
Senior Vice President and Deputy General Counsel, OppenheimerFunds, Inc.

Robert Baillargeon
Executive Vice President and Chief Risk Officer, State Street Global Markets

Deborah Seidel 
Vice President, T. Rowe Price Services

Robert W. Smith 
Senior Vice President, Franklin Templeton Investor Services

   
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