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Companies Represented at 
ICI's 2012 GMM and Concurrent Events

401k Wire

Absolute Investment Advisers

ACA Compliance Group

AdvisorShares Investments LLC

AdvisorShares Trust


Alliance Shareholder Communications


AllianceBernstein Funds

AllianceBernstein Investments

Allianz Funds

Allianz Global Investors

Allianz Investment Management LLC

Allied Printing Services, Inc.

Alpine Capital Research

ALPS Fund Services

ALPS Holdings, Inc.

ALPS, A DST Company

American Bankers Association

American Beacon Advisors

American Beacon Funds

American Benefits Council

American Century Funds

American Century Investments

American Funds

Ameriprise Financial, Inc.

Andersen Capital

Angoss Software Corporation

AQR Capital Management, LLC

Aquila Funds

Aquila Investment Management LLC

Ariel Investment Trust

Ariel Investments, LLC

Artio Global Funds

Artio Global Investors

Artisan Funds

Artisan Partners

Ashmore Funds

Asset International, Inc.


AST Fund Solutions

Aston Asset Management LP

Atlantic Fund Services

Austrian Association of Investment Fund Management Companies

AXA Equitable Funds Management Group, LLC

AXA Equitable Life Insurance Company

Baillie Gifford Funds

Baillie Gifford Overseas Ltd


Bank of America

Bank of America Funds

Bank of New York Mellon

Bank of New York Mellon

Barron's Financial Weekly

Barron's Magazine


BBH Trust

Beacon Consulting Group

Beacon Hill Services, Inc.

BFDS Midwest


BlackRock Funds

Blackstone Alpha Fund


Bloomberg BNA

Bloomberg News

Bluesafe Consulting

BMO Funds

BNP Paribas

BNP Paribas Asset Management

BNY Mellon Asset Servicing

BNY Mellon Funds Trust



BofA Global Capital Management

Bonaire Software Solutions, LLC

Bosera Asset Management Co.,Ltd

Boston Financial Data Services, Inc.

Bridgeway Funds

Broadridge Financial Solutions, Inc.

Brookfield Investment Management Inc.

Brown Brothers Harriman & Co.

BVI German Investment and Asset Management Association

Calamos Investments


Calvert Investments

Capital Group

Capital Group Companies Global

Capital Group Companies, Inc.

Capital Research and Management Company

Capnetix, LLC

Capstone Asset Management Company

Celera Systems, LLC

Cerulli Associates

CGM Funds

Charles Schwab & Co., Inc.

Charles Schwab Investment Management, Inc.


Citi Investor Services

Citisoft, Inc.

CME Group


Cogent Research

Cohen & Steers Capital Management, Inc.

Cohen & Steers Funds

Cohen Fund Audit Services, Ltd.

Columbia Acorn Funds

Columbia Funds

Columbia Management

Command Financial Press

Commonwealth International Series Trust


CompSci Resources, LLC

Computershare Fund Services


Consulting Group Capital Markets Funds

Coronation Fund Managers

Corporate Insight

Council of Institutional Investors

Crane Data

Credit Agricole CIB

Credit Suisse

D.F. King & Co., Inc.

DAI Partners

DAK Associates

Data Communique

Data Monkey Technologies, Inc.

Davis Selected Advisers, L.P.

Dechert LLP

Deka Investment GmbH

Delaware Investments

Deloitte & Touche LLP

Delta Data Software

Depository Trust & Clearing Corporation

Deutsche Bank

Deutsche Bank db-X ETF Trust


Diamond Hill Funds

Diamond Hill Investments

Digital Publishing Solutions, Inc.

Diligent Board Member Services

Dimensional Fund Advisors

Dinsmore Capital Management Co.

Dodge & Cox

Dodge & Cox Funds

Domini Social Investments LLC

Doremus Financial Printing

DoubleLine Funds

Dow Jones Newswires

Dreyfus Corporation

Dreyfus Investments

Driehaus Mutual Funds

DST Brokerage Solutions

DST Output

DST Systems, Inc


DundeeWealth Funds

DundeeWealth US

DWS Investments

DWS Mutual Funds

Eagle Funds


Eaton Vance Corporation

Eaton Vance Investment Managers

Eaton Vance Mutual Funds


Edward Jones


Envision Financial Systems, Inc.

Ernst & Young LLP

Excelsior Multi-Strategy Hedge Fund

FAM Funds

FBR Asset Management Holdings, Inc.

Federal Reserve Board

Federated Investors, Inc.

FEG Absolute Access Fund, LLC

FGS, Inc.

Fidelity ActionsXchange

Fidelity Equity and High Income Funds

Fidelity Investments

Fidelity Research & Management Company


Fifth Third Asset Management

Fifth Third Bank

Fifth Third Funds

Financial Research Corporation

Financial Services Council

Financial Times

Financial Tracking Technologies

First Eagle Funds

First Eagle Investment Management

First Investors

First Investors Funds

First Trust Portfolios L.P.



Foreside Compliance Services LLC

A.C. Advisory, Inc.

Forum Funds

Forward Management LLC

FPA Funds

Franklin Resources, Inc.

Franklin Templeton Fixed Income Group

Franklin Templeton Funds

Franklin Templeton Investments

Franklin Templeton Investor Services, LLC

Fred Alger & Company, Incorporated

Friess Associates

Fund Industry Intelligence

FundFire, A Financial Times Service

FundSERV Inc.

FUSE Research

GatekeeperIQ, A Financial Times Service


GE Asset Management

GE Funds

Gemini Fund Services, LLC

Goldman Sachs

Goldman Sachs Asset Management

Goldman Sachs Mutual Funds

Goodwin Procter LLP

Guardian Life Insurance Company

Guggenheim Funds

Guggenheim Investments

Guggenheim Partners

GuideStone Financial Resources

GuideStone Funds

Hambrecht & Quist Capital Managment LLC

Harbor Funds

Harris Associates LP


Hartford Investment Financial Services, LLC

Hartford Life Insurance Company

Hartford Mutual Funds

Hartwell Associates Inc.

Hatteras Funds

Heartland Advisors, Inc.

Henderson Global Funds

Henderson Global Investors

Henderson Group plc

Hennessy Funds

HighMark Funds

Homestead Funds

Hong Kong Investment Funds Association

Hotchkis & Wiley

HSBC Global Asset Management

Huffington Post Media Group

Huntington Asset Services, Inc.

IA Week


ICMA Retirement Corporation

ICON Advisers, Inc.

IDA Ireland

Ignites Asia

Ignites, A Financial Times Service

ING Funds

ING Investment Management

Institutional Investor

Integrity Viking Funds

Interactive Communications, Inc

Interactive Data

International Financial Data Services (Canada) Ltd.

International Financial Data Services Ltd

International Investment Funds Association

Invesco Advisers

Invesco Funds

Invesco Ltd.

Investec Asset Management Ltd

Investment Advisor

Investment Funds Institute of Canada

Investment Management Association

Investment Management Association of Singapore

Investment Trusts Association, Japan


iShares Funds


IVA Funds


Ivy Funds

J.P. Morgan Funds


J.P.Morgan Asset Management

J.P.Morgan Chase Bank

J.P.Morgan Funds Management, Inc.

J.P.Morgan Retirement Plan Services

Jackson National Asset Management

Jacobs Strategic Consulting, LLC

Janus Capital Group

JDL Consultants

Jensen Quality Growth Fund

John Hancock Financial Services

John Hancock Funds, LLC

John Hancock Signature Services

Jones Villalta Asset Management

K&L Gates LLP

Kanter & Company


Kathy Freeman Company

Kiplinger's Personal Finance

Korea Financial Investment Association

Korea Fund, Inc.

Kreischer Miller

Lattice Engines

Lazard Asset Management

Legg Mason Partners Fixed Income Funds

Legg Mason Partners Funds

Legg Mason, Inc.

Leibowitz Communications

Lincoln Financial


Lipper, A Thomson Reuters Company

LKCM Funds

Loomis, Sayles & Company

Lord Abbett

LPL Financial Services

Lucas Films

M Financial Group

Mainstay Funds

Mainstay Investments

Management Practice, Inc.

Managers Funds

Managers Investment Group LLC

Market Metrics

Market News International

Market Vectors ETF Trust

Markets Media



MassMutual Life Insurance Company

Matheson Ormsby Prentice

Matthews International Capital Management LLC

McGladrey & Pullen, LLP


Meeder Financial

Meehan Mutual Funds

Mercer Investment Management, Inc.

Metro Herald

MFS Funds

MFS Investment Management

MFS Service Center



Milestone Group

Mirae Asset Discovery Funds

Mirae Asset Global Investments

Money Management Executive

Money Management Group

Money Management Institute


Morgan Stanley

Morgan Stanley Funds

Morgan Stanley Investment Management Inc

Morgan Stanley Smith Barney

Morningstar, Inc.



Mutual Fund Association of Trinidad & Tobago

Mutual Fund Directors Forum

MWW Group

National Quality Review

National Regulatory Services, Inc.

Nationwide Financial

Nationwide Investment Management Group

Nationwide Mutual Funds

Natixis Funds

Natixis Global Asset Management

Navigate Fund Solutions LLC

Neuberger Berman Funds

Neuberger Berman Management LLC

New York Life Investment Management LLC

New York Life Investments



Nikko Asset Management Co.

Nomura Asset Management USA, Inc.

Northeast Investors Trust

Northern Trust Company

Northern Trust Global Investments

Norwegian Fund and Asset Management Association

Nuveen Funds

Nuveen Investments

NYSE Euronext

Oakmark Funds

Old Mutual Capital

Olstein Capital Management, L.P.

Oppenheimer Funds

OppenheimerFunds, Inc.

Osterweis Capital Management

Oyster Consulting, LLC

Pacific Life Funds

Pacific Life Insurance Company

Parnassus Investments

Pax World Funds

Pensions & Investments

Permanent Portfolio Family of Funds


Pioneer Funds

Pioneer Investment Management

Pioneer Investments

Plan Sponsor Council of America

PNC Capital Advisors, LLC

PNC Funds

PricewaterhouseCoopers, LLP

Principal Financial Group

Principal Funds

Principal Funds Distributor

Principal Management Corporation

Professionally Managed Portfolios

ProFunds Group

ProShares Advisors LLC

Prudential Financial

Prudential Investment Management

Prudential Investments

Putnam Investments

Pyxis Capital, L.P.

Rainier Investment Management, Inc.

Raymond James Financial Services

RBC Dexia

RBC Funds Trust

Reliance Trust

Renaissance Regulatory Services


RidgeWorth Capital Management, Inc.

RidgeWorth Funds

RidgeWorth Investments

RiverNorth Capital Management

Roosevelt Investment Group

Ropes & Gray LLP

Rothstein Kass

Royce & Associates, LLC

Royce Funds

RS Funds

RS Investments

Russell Investments

S&P Indices

SA Funds - Investment Trust

SalesFocus Solutions

SalesPage Technologies

Saturna Capital Corporation

Saturna Capital Funds

Savings Coalition of America

Schiff Hardin LLP

Schroder Investment Management

Schroders Funds

Schwartz Investment Counsel, Inc.

Scout Investments

Securities Association of China

Securities Investment Trust & Consulting Association of the R.O.C.

Seeking Alpha


SEI Funds

Sentinel Asset Management, Inc.

Sentinel Funds

Sentinel Investments


Sipa Press


SmartMoney Magazine


Spectra Professional Services, LLC

SSgA Funds


State Farm Insurance

State Farm Investment Management Corporation

State Farm Mutual Funds

State Street Bank and Trust Company

State Street Corporation

State Street Global Advisors

State Street Global Markets

State Street International Ireland Ltd

State Street Navigator Trust

State Street SPDR Funds

Sterling Capital Managment LLC

Stone Harbor Investment Partners LP

Stradley Ronon Stevens & Young, LLP

Strategic Insight

Stratton Management Company

Sullivan & Cromwell LLP

Sun Capital Advisors Trust

SunAmerica Mutual Funds


SunGard - Asset Arena

SunStar Strategic

Sutherland Asbill & Brennan LLP

Swedish Investment Fund Association

Swiss Funds Association SFA

Syntel Inc.

T. Rowe Price

T. Rowe Price Funds

Tait Weller & Baker

TARGUSinfo, a Neustar Company

TD Ameritrade

The 3800 Fund (Wells Fargo)

The Bancorp Bank

The Hartford


Third Avenue Management LLC

Thomas J. Herzfeld Advisors, Inc.

Thompson Hine LLP

Thomson Reuters

Thornburg Funds

Thornburg Investment Management, Inc.

Thornburg Investment Trust

Thrivent Financial for Lutherans


Tortoise Capital Advisors, LLC

Tortoise Investment Companies

Touchstone Investments

Transamerica Funds

Trust for Professional Managers

TS Capital

Turner Investments

Tweedy, Browne Fund Inc.

U.S. Bancorp Asset Management, Inc

U.S. Bancorp Fund Services, LLC

U.S. Bank, N.A.

U.S. Chamber of Commerce

U.S. Department of Commerce

U.S. Department of Education

U.S. Global Investors, Inc.

U.S. Securities and Exchange Commission

UBS Financial Services, Inc.

UBS Global Asset Management

UDI Fund Corp

Ultimus Fund Solutions, LLC

UMB Fund Services, Inc.

Unclaimed Property Recovery & Reporting LLC

Union Bank, N.A.


USAA Investment Management Company



Value Line Funds

Van Eck

Van Eck Funds


Vanguard Group, Inc.

Virtus Funds

Virtus Investment Advisers, Inc.

Virtus Investment Partners, Inc.

Waddell & Reed

Waddell & Reed Financial, Inc

Waddell & Reed Service Company

Wall Street Journal

Wall Street Journal Digital Networks

Wasatch Advisors

Washington Business Journal

Washington Management Corporation

Washington Times

Wechsler Ross & Partners

Weitz Funds

Wellington Management Company, LLP

Wells Fargo

Wells Fargo Advantage Funds

Wells Fargo Bank N.A.

Wells Fargo Funds Management, LLC

WesMark Funds

White House Writers Group

Wilbanks Partners, LLC

William Blair & Company

Williams Capital Management Trust

Willkie Farr & Gallagher LLP

Wilmington Trust

Wilmington Trust Investment Advisors, Inc.


World Funds


ZS Associates


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